Executives

James F. Dever
Chief Executive Officer
Kristopher “Kit” Kessler
President
Ian E. Lippy
Chief Operating Officer
James L. Clarren
Managing Director of Equity Capital Markets & National Sales Manager

Investment Banking & Equity Capital Markets

David Velasquez
Investment Banking Analyst
Ziyao "Wayne" Wang
Investment Banking Analyst
Hiumin “Wecy” Liu
American Trust Asia Pacific 

Financial Advisors

John D. Altobello
Zovinar Aynilian-Kaprielian
James Campbell Balk
Randolph A. Barmache
Noel W. Bragg
Gary A. Clark
William J. Connaker
Jason M. Cosulich
Chase T. Heiden
Rick A. Davidson
Benjamin B. DeFoor
Christine G. Hoy
David B. Levinson
Edwin J. Strazzulla
Justin M. Smith
Robert R. McIsaac
Joey S. Martin
Ivan M. West
Karl F. Birkenfeld
Barbara K. Evans
Wendell C. Franklin
Daryl E. Hable
Timothy G. Hassell
Steven F. Khan
Anthony L. Milazzo
Thomas A. Meany
Gina R. Maher
Robert W. Larsen
James B. Liberman
Isidro Z. Miramontes
Leonidas "Lee" Koplulos
Terrance E. Olson
Richard D. O’Reilly
Terry L. Thomason
Roger T. Prenta
Gerard A. Phillips
Alan T. Rodriguez
M. Shahab Rauf
Dion C. Rottman
Nathan Rodriguez
Sheldon R. Singleton
Earl C. Stevenson

Finance

Richard E. Onesto 
Financial Operations Principal
Kelly A. Hamel
Financial Controller 
Nicholas T. Avello
Financial Operations

Compliance & Supervision

Charles J. Slavinsky
Chief Compliance Officer
Vincent M. Bruno
Senior Director of Compliance
Michael D. DiPrimio
AML Compliance Officer and Branch Manager 
Steven V. Falcone
Director Of Alternative Investments, Insurance & Branch Manager
Daniel P. O’Halloran
Managing Principal & Branch Manager

Administration & Operations

Moises Negron
Chief Technology Officer
Laura E. Perez 
Equity Capital Markets & Operations Specialist
Ana I. Galvin
HR Coordinator and Commissions Specialist
Kimberly N. Morris
Commissions & Operations Specialist
Thomas “TJ” Campion
Senior Operations Specialist
 
Miguel A. Romero
Operations Associate
William Thimes
Due Diligence Manager
Jeffrey Rose
Due Diligence Analyst