Executives

James F. Dever
Chief Executive Officer
Kristopher “Kit” Kessler
President
Ian E. Lippy
Chief Operating Officer
James L. Clarren
Chief Compliance Officer & Managing Director of Equity Capital Markets

 

Investment Banking & Equity Capital Markets

David Velasquez
Investment Banking Analyst
Ziyao "Wayne" Wang
Investment Banking Analyst
Hiumin “Wecy” Liu
American Trust Asia Pacific 

 

Financial Advisors

John D. Altobello
Zovinar Aynilian-Kaprielian
James Campbell Balk
Randolph A. Barmache

 

Noel W. Bragg
Gary A. Clark
William J. Connaker
Jason M. Cosulich

 

Chase T. Heiden
Rick A. Davidson
Benjamin B. DeFoor
Christine G. Hoy

 

David B. Levinson
Edwin J. Strazzulla
Justin M. Smith
Robert R. McIsaac

 

Joey S. Martin
Ivan M. West
Karl F. Birkenfeld
Barbara K. Evans

 

Wendell C. Franklin
Daryl E. Hable
Timothy G. Hassell
Steven F. Khan

 

Anthony L. Milazzo
Thomas A. Meany
Gina R. Maher
Robert W. Larsen

 

James B. Liberman
Isidro Z. Miramontes
Leonidas "Lee" Koplulos
Terrance E. Olson

 

Richard D. O’Reilly
Terry L. Thomason
Roger T. Prenta
Gerard A. Phillips

 

Alan T. Rodriguez
M. Shahab Rauf
Dion C. Rottman
Nathan Rodriguez

 

Sheldon R. Singleton
Earl C. Stevenson

 

Finance

Michael R. Grady
Chief Financial Officer & FinOp
Richard E. Onesto 
Financial Operations Manager
Nicholas T. Avello
Financial Operations
Kelly A. Hamel
Financial Controller 

 

Laurie F. Grady
Financial Controller
Barbara Thompson
Bookkeeper

 

Compliance & Supervision

Vincent M. Bruno
Senior Director of Compliance
Steven V. Falcone
Director Of Alternative Investments, Insurance & Branch Manager
Daniel P. O’Halloran
Managing Principal & Branch Manager
Michael D. DiPrimio
AML Compliance Officer and Branch Manager 

 

Mark J. Angioletti
Registered Options Principal and MSRB Principal

 

Administration & Operations

Moises Negron
Chief Technology Officer
Laura E. Perez 
Equity Capital Markets & Operations Specialist
Ana I. Galvin
HR Coordinator and Commissions Specialist
Kimberly N. Morris
Commissions & Operations Specialist

 

Thomas “TJ” Campion
Senior Operations Specialist
 
Miguel A. Romero
Operations Associate
William Thimes
Due Diligence Manager
Jeffrey Rose
Due Diligence Analyst

 

Robyn K. O’Halloran
Special Projects Coordinator